-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J5aa8FcLXd3857U9I40Ph2gW/JtBGvxod0UkLvAXcxqhSliIxOrIJ6JNAiPKzZkq TKNrejIskjIAx4UzJw6ZdQ== 0000950159-04-001049.txt : 20041203 0000950159-04-001049.hdr.sgml : 20041203 20041203134707 ACCESSION NUMBER: 0000950159-04-001049 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041203 DATE AS OF CHANGE: 20041203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WINDSORTECH INC CENTRAL INDEX KEY: 0000027960 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 132599131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-77943 FILM NUMBER: 041183001 BUSINESS ADDRESS: STREET 1: 70 LAKE DRIVE STREET 2: - CITY: HIGHTSTOWN STATE: NJ ZIP: 08520 BUSINESS PHONE: 609-426-4666 MAIL ADDRESS: STREET 1: 70 LAKE DRIVE STREET 2: - CITY: HIGHTSTOWN STATE: NJ ZIP: 08520 FORMER COMPANY: FORMER CONFORMED NAME: DELTA STATES OIL INC DATE OF NAME CHANGE: 19941019 FORMER COMPANY: FORMER CONFORMED NAME: AUTOMATED DATA SCIENCES INC DATE OF NAME CHANGE: 19740221 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOPPERT DAVID A CENTRAL INDEX KEY: 0001166339 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 561 627 7793 MAIL ADDRESS: STREET 1: 107 PEMBROKE DRIVE CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 SC 13G/A 1 loppert13g.txt AMENDMENT NO.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* WINDSORTECH, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 97380P100 (CUSIP Number) December 1, 2004 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be .filed. for the purpose of Section 18 of the Securities Exchange Act of 1934 (.Act.) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 1 of 5 pages CUSIP No. 97380P100 1. Names of Reporting Persons. David A. Loppert I.R.S. Identification Nos. of above persons (entities only). 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] 3. SEC Use Only 4. Citizenship or Place of Organization United States of America. Number of Shares 5. Sole Voting Power 875,000 shares of common stock (1) Beneficially Owned by 6. Shared Voting Power 1,233,500 shares of common stock Each Re- porting 7. Sole Dispositive Power 875,000 shares of common stock (1) Person With 8. Shared Dispositive Power 1,233,500 shares of common stock 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,108,500 shares of common stock (1) 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] 11. Percent of Class Represented by Amount in Row (9) 8.6% 12. Type of Reporting Person (See Instructions) IN - -------- (1) Includes 875,000 common stock options of which 375,000 are presently exercisable and 500,000 are exercisable within 60 days from the date hereof. Page 2 of 5 pages Item 1. (a) Name of Issuer WindsorTech, Inc. (b) Address of Issuer's Principal Executive Offices 70 Lake Drive Hightstown, NJ 08520 Item 2. (a) Name of Person Filing David A Loppert (b) Address of Principal Business Office or, if none, Residence 107 Pembroke Drive Palm Beach Gardens, FL 33418 (c) Citizenship United States of America (d) Title of Class of Securities Common Stock (e) CUSIP Number 97380P100 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.80a-8); (e) [ ] An investment adviser in accordance with ss. 240.13d-1(b)(1)(ii) (E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); Page 3 of 5 pages (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.80a-3); (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 2,108,500 shares of common stock (2) ---------------------------------------------------------------------- (b) Percent of class: 8.6% ---------------------------------------------------------------------- (c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote 875,000 (2) ---------------------------- (ii) Shares power to vote or to direct the vote 1,233,500 ---------------------------- (iii) Sole power to dispose or to direct the disposition of 875,000 (2) ---------------------------- (iv) Shares power to dispose or to direct the disposition of 1,233,500 ----------------------------
Item 5. Ownership of Five Percent or Less of a Class Not applicable. --------------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. --------------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person - -------------- (2) Includes 875,000 common stock options of which 375,000 are presently exercisable and 500,000 are exercisable within 60 days from the date hereof. Page 4 of 5 pages Not applicable. --------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group Not applicable. --------------------------------------------------------------------- Item 9. Notice of Dissolution of Group Not applicable. --------------------------------------------------------------------- Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 3, 2004 ------------------------- (Date) /s/ DAVID A. LOPPERT ------------------------- (Signature) David A. Loppert ------------------------- (Name/Title) Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----